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Re: SEC wants to make it harder for retail Sent this: I am AGAINST the proposed change of reporting for the 13F. The SEC is chartered to make investing a level playing field for all investors. This proposal does not fulfill that intent, if fact it slants the playing field in favor of the professional. The SEC's contempt for the individual investor is obvious with their failure to implement Section 929X of the Dodd-Frank Act. Section 929X of the Dodd-Frank Act, which the SEC has not yet implemented, directs the agency to promulgate rules obligating investment managers to publicly report short position activity at a minimum of once every month (with no more than a 15-day reporting period). The SEC should implement the rules it is by law required to. |
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Msg # | Subject | Author | Recs | Date Posted |
33363 | Re: SEC wants to make it harder for retail | JoeFlow | 6 | 7/11/2020 8:17:05 PM |
33365 | Re: SEC wants to make it harder for retail | Qniform | 4 | 7/11/2020 10:45:35 PM |