Regulus 13F-HR filings as of March 31, 2022 | RGLS Message Board Posts


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Msg  819 of 829  at  5/17/2022 2:29:00 PM  by

Steve_382


Regulus 13F-HR filings as of March 31, 2022

 
 
 I tried to check all of the 13F-HR filings and come up with a list of holders as of March 31, 2022. There could still be an error or two in the data, but I gave it my best effort. About 15 new holders this Q, but most are very small. Only significant new one was DAFNA Capital with a humorous 5,555,555 shares. Also, couldn't find filings for BVF or RS Investments. Still, this accounts for about 70% of the shares outstanding. I am sure there are a couple other large holders that have between 1% and 5%. Lots of people don't want to file the 13G for 5% plus. 
 
 

Holder

# Shares

% Outstanding

Comment

FEDERATED HERMES, INC. (FHI)

     29,048,265

19.90%

New Enterprise Associates

     14,451,147

9.90%

No change

Sarissa

     12,166,942

8.33%

No change

Insiders as a group from DEF 14A

     12,108,829

8.29%

From DEF 14A

BVF Partners - Temp #

     11,431,027

7.83%

No 13F-HR

RS Investments - Temp #

       8,262,472

5.66%

No 13F-HR

DAFNA Capital Management LLC

       5,555,555

3.81%

New Holder

VANGUARD GROUP INC

       3,646,859

2.50%

VICTORY CAPITAL MANAGEMENT INC

       2,233,031

1.53%

Ikarian Capital

       1,289,130

0.88%

GEODE CAPITAL MANAGEMENT, LLC

          649,070

0.44%

GROUP ONE TRADING, L.P.

          577,300

0.40%

PRICE T ROWE ASSOCIATES INC /MD/

          184,600

0.13%

New Holder

STATE STREET CORP (STT, STT-PD, STT-PG)

          176,494

0.12%

New Holder

TWO SIGMA ADVISERS, LP

          170,500

0.12%

New Holder

NORTHERN TRUST CORP (NTRS, NTRSO)

          168,172

0.12%

RENAISSANCE TECHNOLOGIES LLC

          133,400

0.09%

COMMONWEALTH EQUITY SERVICES, LLC

          131,000

0.09%

BOOTHBAY FUND MANAGEMENT, LLC

          124,056

0.08%

New Holder

TWO SIGMA INVESTMENTS, LP

          114,440

0.08%

New Holder

SUSQUEHANNA INTERNATIONAL GROUP, LLP

            92,825

0.06%

New Holder

GRIMES & COMPANY, INC.

            88,203

0.06%

GROUP ONE TRADING, L.P.

            81,872

0.06%

WealthTrust Axiom LLC

            68,000

0.05%

UBS Group AG (UBS)

            61,710

0.04%

UBS Group AG (UBS)

            61,710

0.04%

New Holder

MILLENNIUM MANAGEMENT LLC

            48,886

0.03%

New Holder

GYL FINANCIAL SYNERGIES, LLC

            34,000

0.02%

VANGUARD GROUP INC

            31,475

0.02%

Tower Research Capital LLC (TRC)

            28,441

0.02%

SIMPLEX TRADING, LLC

            26,400

0.02%

CITADEL ADVISORS LLC

            16,500

0.01%

New Holder

All Terrain Financial Advisors, LLC

            15,000

0.01%

New Holder

WOLVERINE TRADING, LLC

            12,600

0.01%

New Holder

Creative Planning

            12,000

0.01%

New Holder

DOWLING & YAHNKE LLC

            12,000

0.01%

BLAIR WILLIAM & CO/IL

            11,200

0.01%

WELLS FARGO & COMPANY

             7,217

0.00%

New Holder

Community Bank, N.A.

             6,900

0.00%

ROYAL BANK OF CANADA

             6,407

0.00%

New Holder

BlackRock Inc. (BLK)

             5,745

0.00%

BlackRock Inc. (BLK)

             1,182

0.00%

FMR LLC

                    3

0.00%

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

                  -  

0.00%

Total

    103,351,380

70.80%

 
 


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