SEC Form D is a filing with the Securities and Exchange Commission (SEC). It is required for some companies, selling securities in a Regulation (Reg) D exemption or with Section 4(6) exemption provisions.
Form D is a short notice, detailing basic information about the company for investors in the new issuance. Such information may include the size and date of the offering, along with names and addresses of a company's executive officers. This notice is in lieu of more traditional, lengthy reports when filing a non-exempt issuance.
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